This indicator intends to ensure the communication of any ESG fines and/or penalties to the reporting entity’s investor. Recurring misconducts and penalties can increase the risk profile of the portfolio as they impose financial, management and regulatory burdens on the entity.
Select yes or no. If yes, select all applicable sub-options.
Has the entity been involved in any ESG-related breaches that resulted in fines or penalties during the reporting year?
- Specify the total number of cases which occurred: ____________
- Specify the total value of fines and/or penalties incurred: ____________
- Specify the total number of currently pending investigations: ____________
Provide additional context for the response (maximum 250 words)
Note: The information in RP2.1 and RP2.2 may be used as criteria for the recognition of 2020 Sector Leaders.
Open text box: The content of this open text box is not used for scoring, but will be included in the Benchmark Report. Participants may use this open text box to communicate on how the entity has resolved or intends to resolve the above issue(s).
This indicator is not subject to automatic or manual validation.
See Appendix 2a for additional information about GRESB Validation.
Not scored, G
This indicator is not scored and is used for reporting purposes only.
*The information in RP2.1 and RP2.2 may be used as criteria for the recognition of 2020 Sector Leaders.
ESG fines and/or penalties: Sanctions resulting from an illegal act or non-compliant behavior, which directly harms the environment and/or stakeholders of the entity.
GRI Sustainability Reporting Standards, 2016: 205-3; 419-1
EPRA Best Practices Recommendations on Sustainability Reporting, 3rd version, September 2017: 5.8, H&S
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